Important Disclosures

General Disclosures

Vetta Investments LLC ("Vetta") is a registered investment adviser with the United States Securities and Exchange Commission (SEC). Registration with the SEC does not imply a certain level of skill or training. The information contained on this website is provided for informational purposes only and should not be construed as investment advice.

Performance Disclosures

Past performance is not indicative of future results. All investments involve risk, including the possible loss of principal. The performance data presented on this website reflects the V-Rank Alpha model portfolio returns net of advisory fees.

Performance results have certain inherent limitations. Unlike an actual performance record, simulated results do not represent actual trading. Also, since the trades have not been executed, the results may have under-or-over compensated for the impact, if any, of certain market factors, such as lack of liquidity.

The S&P 500 Index and S&P 400 MidCap Index are unmanaged indices of common stocks that are used as benchmarks for comparison purposes only. You cannot invest directly in an index. Index returns do not reflect fees, expenses, or trading costs.

Investment Risks

Investing in securities involves risk of loss that clients should be prepared to bear. The V-Rank Alpha strategy focuses on aggressive growth investing, which may result in higher volatility and greater risk of loss compared to more conservative strategies.

• Market Risk: The value of investments may decline due to broad market movements
• Concentration Risk: The portfolio typically holds 20-40 positions, which represents a more concentrated approach than broad market indices
• Model Risk: The proprietary algorithms may not perform as expected in all market conditions
• Liquidity Risk: In certain market conditions, it may be difficult to sell positions at desired prices

Custody

Vetta does not take custody of client assets. All client assets are held at Interactive Brokers LLC, a registered broker-dealer and member of FINRA/SIPC. Clients receive account statements directly from Interactive Brokers and should carefully review those statements.

Fee Disclosure

Vetta charges an advisory fee based on assets under management. The specific fee schedule is detailed in our Form ADV Part 2A, which is provided to all prospective and current clients. Advisory fees are negotiable in certain circumstances.

Form ADV

Vetta's Form ADV Part 2A (the "Brochure") contains important information about our advisory business, fees, conflicts of interest, and disciplinary history. A copy is available upon request and through the SEC's Investment Adviser Public Disclosure (IAPD) website at adviserinfo.sec.gov.

Form CRS (Client Relationship Summary)

Form CRS is a brief relationship summary designed to help retail investors understand the types of services we offer, the fees and costs associated with those services, conflicts of interest, and our disciplinary history. As required by the SEC, we provide this document to all prospective and current retail clients.

You may obtain a copy of our Form CRS by contacting us directly at [email protected] or by visiting the SEC's IAPD website at adviserinfo.sec.gov.

Privacy Policy

Vetta Investments is committed to protecting the privacy of our clients' personal information. We do not sell or share personal information with unaffiliated third parties except as required by law or as necessary to provide our services. For full details, please review our Privacy Policy.

Business Continuity Plan

Vetta Investments maintains a Business Continuity Plan (BCP) to address potential disruptions to our operations. In the event of a significant business disruption, we will make every reasonable effort to continue providing services and to protect client assets. A summary of our BCP is available upon request.

Website Disclaimer

The information on this website is not intended as an offer or solicitation for the purchase or sale of any financial instrument. The information is not intended to provide, and should not be relied on for, accounting, legal, or tax advice. Past performance is not a guarantee of future results. All content is subject to change without notice.